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    • Jan 16, 2020
    • 1 min read

J.P. Morgan Securities to Pay SEC $1.5M for Share Class Violations

“The brokerage firm failed to provide retail retirement account and charity customers with sales charge waivers and lower-fee share classes.”

Source: ThinkAdvisor.com | By Melanie Waddell | January 15, 2020, at 2:12 PM

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