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SEC Awards Merrill Whistle-Blowers Record Payout

SEC Awards Merrill Whistle-Blowers Record Payout

Three individuals helped agency bring 2016 case, lawyer says; SEC didn’t name people involved, citing confidentiality rules.

As reported by Think Advisor on March 19, 2018

Is your Advisor working in your Best Interest? Did you ever check out the firm you entrust your life savings to?

Less than 1% of investors have taken the time to check their advisor or firm for fines and censures. That is one costly mistake!

Rezny Wealth Management, Fee-Only Fiduciary, Real Advice, Real Money Management!

Utilize these sites to check out the firm you entrust your life saving too. www.Sec.gov(link is external) www.finra.org

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