top of page

SEC’s Proposal to Protect Investors Isn’t All That Helpful

SEC passed a proposal that would regulate the way broker-dealers provide financial advice

Critics believe that the proposal is a step in the right direction, but the agency has a long way to go before any investors are truly safe from conflicts

Anything short of the fiduciary standard is an insult to American workers and families” SEC Commissioner, Kara Stein


Click Here to Read More from MarketWatch

bottom of page