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“Making Sense of Financial Professional Titles”
Following is an excerpt from an investor alert issued by the North American Securities Administrators Association: “Financial...
Aug 28, 20143 min read
SEC Investor Bulletin: Behavioral Patterns of U.S. Investors
What investing behaviors undermine investment performance? “Disposition Effect: The disposition effect is the tendency of an investor to...
Jul 9, 20142 min read
FINRA Fines Merrill Lynch $8 Million
FINRA Fines Merrill Lynch $8 Million; Over $89 Million Repaid to Retirement Accounts and Charities Overcharged for Mutual Funds Read the...
Jun 18, 20141 min read


Are Americans Prepared for Retirement?
America has a retirement income problem. Retirees today are less prepared than they were in the past. And that’s because the world has...
May 8, 20142 min read


The Compensation Methods of Financial Advisors Matter a Lot!
A must-read from the Paladin Registry: “Savvy investors do not buy investment products from sales representatives (reps). They select...
Apr 7, 20142 min read
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