Jan 23, 20201 minEx-MLB Player Wins $2M Payout From Merrill in Bond DisputeFormer outfielder Angel Pagán said his rep put his money in unsuitable Puerto Rico muni bonds and closed-end bond funds. Source:...
Jan 16, 20201 minJ.P. Morgan Securities to Pay SEC $1.5M for Share Class Violations“The brokerage firm failed to provide retail retirement account and charity customers with sales charge waivers and lower-fee share...
Jan 14, 20201 minBottom Half of Households Nearly 50% Richer Under Trump“The Trump economy is giving the greatest benefits to those who have been at the bottom, according to new data from the Council of...
Jan 6, 20201 minFINRA Bars Brokers Who Wronged Elderly ClientsThe Financial Industry Regulatory Authority separately barred two brokers who, among other infractions, allegedly treated elderly clients...
Dec 9, 20191 minFive Scams That Target the Elderly“AARP estimates that older adults lose billions of dollars each year to scammers, who are especially active during the holidays.” Source:...