Apr 8, 20122 minA $1.4 Million Conflict of InterestLast week, FINRA, the financial industry’s regulatory agency, fined David Lerner & Associates $2.3 million for selling marked-up muni...
Apr 8, 20122 minDoes Objective Financial Advice Actually Cost More?In 2010, the Dodd-Frank Act gave the Securities and Exchange Commission the power to enforce the fiduciary standard on all investment...
Apr 1, 20122 min“Another One Bites the Dust”Cornerstone REIT investors had to brace themselves earlier this month, when they got a letter informing them that the share price of...