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Another Way Brokers Make Money Without You Knowing
Your broker might be earning extra pennies, but those extra pennies could end up costing you extra dollars. Those pennies are coming from...
Jun 4, 20122 min read
Expanding the Fiduciary Standard
The debate over the expansion of the fiduciary standard to broker/dealers is multi-faceted. A couple of weeks ago, I wrote about a study...
Apr 22, 20122 min read
Why You Need an Investment Strategy
More Crazy News Headlines, More Confusing Data, More Personal Bias, More Buy, Sell, Buy Sell…Why You Need an Investment Strategy and Why...
Apr 16, 20122 min read
Keep It Simple
Sometimes the best plan is the simplest one. The state of Pennsylvania learned that lesson the hard way. That lesson was highlighted...
Apr 15, 20123 min read
A $1.4 Million Conflict of Interest
Last week, FINRA, the financial industry’s regulatory agency, fined David Lerner & Associates $2.3 million for selling marked-up muni...
Apr 8, 20122 min read
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